Disclosures
Kalos has many practices in place designed to safeguard our clients and our business. On this page, you will find important information that you may wish to consider when making investments with your Kalos Capital Advisor. Check back periodically for additional disclosures and updated information.
Business Continuity Plan Statement
Best Execution/Monthly Order Flow Statistics
Quarterly Order Routing Information – Rule 606
Form CRS (Customer Relationship Summary)
Regulation BI (Best Interest) Disclosure Document